| Agenda
8:00 - 9:00 Registration
9:00 - 9:15 Welcome and Announcements
9:15 - 10:05 Hot Topics and What’s going on for 2024 - Shaun Harms FORVIS Join us as we delve into the dynamic landscape of financial regulations, providing actionable insights and strategies to effectively navigate the evolving world of BSA and AML, ensuring your institution stays ahead in safeguarding against financial crimes.
10:05 - 10:55 Common Mistakes in Monitoring Higher Risk Customers – Shaun Harms FORVIS The presentation will shed light on common pitfalls in monitoring higher-risk customers, specifically tailored for community banks. Learn practical strategies to enhance due diligence processes and mitigate risks associated with higher-risk customer relationships, ensuring compliance and safeguarding the integrity of your community banking institution.
10:55 - 11:05 Break
11:05 - 11:55 Importance of SAR narratives and documenting cases – Shaun Harms FORVIS Gain insights on how comprehensive narratives and well-documented cases not only ensure regulatory compliance but also significantly contribute to effective risk management and enhanced financial crime prevention within your institution.
12:00 - 1:00 Lunch
1:00 - 1:50 Trafficking, and Threats to the Homeland – Homeland Security Homeland Security will present the realities of trafficking and imminent threats to our homeland. Gain practical insights and actionable strategies to confront and neutralize these challenges, contributing to a more resilient and secure nation.
1:55 - 3:00 White Collar Corruption – FBI – Payton Tucker Tailored for community banks, the FBI's presentation will attempt to demystify white-collar corruption and its impact. Explore practical insights into investigative approaches and preventative measures to fortify community banks against financial malfeasance, fostering trust and integrity in our local financial institutions.
3:00 - 3:50 Customer Due Diligence in 2024, changes and expectations - Shaun Harms FORVIS Learn about the dynamic changes and heightened expectations in Customer Due Diligence (CDD) in 2024. Discover the latest industry updates, evolving regulatory standards, and practical insights to equip your institution for successful adaptation and compliance in the evolving financial landscape. |
