| ETHICS CE: CFP Board’s Revised Code and Standards The content of this program is based on CFP Board’s Code of Ethics and Standards of Conduct (Code and Standards), which became effective on October 1, 2019. This presentation satisfies the CFP certificant's 2-hours of Ethics course requirements. 1- Understand the structure and content of the revised Code and Standards, including significant changes from prior rules 2- Describe CFP Board’s Fiduciary Duty 3- Identify Material Conflicts of Interest and How to Avoid, or Fully Disclose, Obtain Informed Consent, and Manage Them 4- Understand the Duty to Report to CFP Board and the Duty to Cooperate 5- Identify the Practice Standards When Providing Financial Advice that Requires Financial Planning or Financial Planning 6- Understand the Duty to Provide Information to Clients When Providing Financial Advice and/or Financial Planning |
